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Branch Office Manager	Not Disclosed 100K	Jersey City, NJ	08 Oct 08

Compliance branch office manager coming out of a insitutional side of firm.

Branch office manager - Compliance	Not Disclosed 100K base plus a bonus	Jersey City, NJ	08 Oct 08

Branch office Compliance manager with Insitutional experience needed

Branch Office Manager (TBD)	Not Disclosed 100k base	Jersey City, NJ	08 Oct 08

• Must always adhere to high ethical standards in dispatching job responsibilities; • Manage branch administr...

Compliance officer	Not Disclosed 75K	USA-NJ-Jersey City	16 May 08

Compliance officer

Account Support Executive	Macquarie Information not provided	USA-NY-New York City	13 Oct 08

As a result of growth, we are currently seeking an account support executive in the New York office.

Compliance Analyst	Not Disclosed Competitive Salary	Stamford, CT	13 Oct 08

Compliance professional to support Insurance Fixed Income Investment team in overseeing and administering an i...

Compliance Associate	Morgan Stanley not disclosed	USA-NY-New York City	13 Oct 08

See job description below

VP, Compliance Officer	BNP Paribas not disclosed	USA-NY-New York City	13 Oct 08

See job description below

VP, Securities Lending Compliance Liasion	BNP Paribas not disclosed	USA-NY-New York City	13 Oct 08

See job description below

Manager, US Compliance	JR Stadin, LLC 150,000 - 180,000 Base Salary Plus Bonus	New York, NY, 10111	12 Oct 08

A multi-billion dollar fund of hedge funds is currently looking to hire a Manager, US Compliance who will over...

Associate Director Commodities Compliance	Ashton Lane Group, Inc Excellent Base & Bonus	New York City, NY, 10001	12 Oct 08

Provide compliance support to US Commodities business that includes the trading of power and natural gas for f...

Compliance Officer / New York	Integrated Management Resources 150K+	New York City, NY	11 Oct 08

Top Fund of Funds is looking for a mid- to senior-level Compliance Officer to be responsible for the managemen...

Counterparty Relations (JD preferred) Agreement Negotiation & Relationship Management	Not Disclosed Highly competitive (base + outstanding b...	USA-CT-Stamford	11 Oct 08

Skilled senior negotiator needed to draft and negotiate numerous 3rd party agreements (ISDA's, GMRA's, MRA's, ...

Compliance and Testing - BSA / AML	Legend Global Search, Inc. $115K - $125K	Manhattan, NY	11 Oct 08

BSA/AML Compliance / Auditing / Operations - Financial Service Organization

Regulatory Filing Group Officer	Legend Global Search, Inc. DOE	New York City, NY	11 Oct 08

Regulatory Filing Group Officer - Broker Dealer arm of global Financial Conglomerate

Compliance Manager (New York / Houston or California)	Huxley Associates Negotiable	USA-NY-New York City	10 Oct 08

We seek a qualified compliance officer to work in very fast paced environment. The Compliance Manager will be ...

Senior Manager - Life Sciences	Not Disclosed 170-210K base, 10-20% bonus, potential s...	New York City, NY	10 Oct 08

Global Consulting leader seeks your combination Life Sciences industry experience and implementation experienc...

Vice President (VP) Compliance	Not Disclosed $110,000 - $150,000	USA-NY-New York City	09 Oct 08

Our client is a very well known and well respected research and financial analysis firm. The Compliance group ...

Chief Compliance Officer	Not Disclosed 250,000 - 600,000	Manhattan, NY, 10174	09 Oct 08

Multi billion dollar asset manager is looking for a Chief Compliance Officer. The candidate must have 10-15 ye...

Equities Trade Compliance Officer	Michael Page 100,000 - 150,000	Manhattan, NY, 10174	09 Oct 08

Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade complianc...

Director of Compliance	Michael Page 180,000-300,000	New York, NY, 10174	09 Oct 08

Global asset manager is looking to add an experienced U.S Compliance Director. The position requires a broad b...

Municipal Bonds - Compliance Officer	Not Disclosed $100,000 - $150,000	USA-NY-New York City	09 Oct 08

Our client is a well respected international firm with a great presence in the US market. Currently the Head o...

Sr. Bank Secrecy Act (BSA) Compliance Manager	Not Disclosed $80,000 - $135,000	USA-NY-New York City	09 Oct 08

Our client is a major International Bank with a very stable presence in the current market. The Compliance gro...

Compliance/Operations Professional	Not Disclosed Competitive	New York City, NY	08 Oct 08

New York City based institutional investment management firm is seeking an organized and well-experienced mana...

Fixed Income Advisory Compliance Officer - AVP	Deutsche Bank competitive/ DOE	New York, NY, 10005	06 Oct 08

About Deutsche Bank Deutsche Bank is a leading global investment bank with a strong and profitable private cl...

Compliance Analyst	Not Disclosed 55,000-70,000	New York, NY, 10004	03 Oct 08

Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...

Senior Compliance Officer, Risk Assessment (R5225)	Barker & Gilmore, LLC Base & Bonus	New York, NY	02 Oct 08

Our client, a Fortune 200 company, has exclusively engaged our firm to assist them in growing their senior sta...

Fixed Income Compliance Officer	Not Disclosed Base salary bonus and benefits	New York City, NY	30 Sep 08

Our client is a very well respected, global nvestment bank who is thriving in the current market.

Compliance Officer, Investment Management	Not Disclosed Base plus bonus	New York, NY, 10003	29 Sep 08

Our client is a very highly respected Investment Management Arm of a leading Investment Bank. We have an urge...

Compliance Associate - Hedge Fund	Not Disclosed 80-120K plus bonus	New York, NY	25 Sep 08

COMPLIANCE ASSOCIATE MULTI-BILLION DOLLAR INVESTMENT FIRM DOWNTOWN NEW YORK, NY Our compliance associates...

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